Shortcuts and Identifiability in Concept-based Models from a Neuro-Symbolic Lens

Samuele Bortolotti (University of Trento) · Emanuele Marconato (University of Trento, Via Calepina 14, 38122, Trento VAT: IT00340520220) · Paolo Morettin (University of Trento) · Andrea Passerini (University of Trento) · Stefano Teso (University of Trento)
complex settingconcept extractorconcept-based modelsempirical resultshigh-level conceptsinference layerinterpretable conceptslow-quality conceptsmitigation strategiesmodel reliabilityout-of-distributionreasoning shortcutstheoretical conditions

Concept-based Models are neural networks that learn a concept extractor to map inputs to high-level concepts and an inference layer to translate these into predictions. Ensuring these modules produce interpretable concepts and behave reliably in out-of-distribution is crucial, yet the conditions for achieving this remain unclear. We study this problem by establishing a novel connection between Concept-based Models and reasoning shortcuts (RSs), a common issue where models achieve high accuracy by learning low-quality concepts, even when the inference layer is fixed and provided upfront. Specifically, we extend RSs to the more complex setting of Concept-based Models and derive theoretical conditions for identifying both the concepts and the inference layer. Our empirical results highlight the impact of RSs and show that existing methods, even combined with multiple natural mitigation strategies, often fail to meet these conditions in practice.